Sales Process & Compliance Manager Sales Process & Compliance Manager …

Citi
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 17 Feb 20
Competitive
Citi
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 17 Feb 20
Competitive
Sales Process & Compliance Manager
Job Responsibilities
You are responsible to develop a strong control and compliance environment for the GCG Consumer group to achieve permanent "audit readiness" balancing the business needs and environment.
  • Manage and provide support on FATCA, CRS, and Qualified Intermediary (QI) processes for all units within Citibank Singapore Ltd.
  • Perform the annual pre-existing due diligence exercise on existing customers.  
  • Provide oversight on annual reporting and ensure all units are compliance with stipulated processes.
  • Work with stakeholders and ensure all attestations for FATCA, CRS and QI are done timely. Participate in the implementation of new or revised process and controls on any new internal or regulatory policies with due consideration on the business needs and risk and control.
  • Actively involve key stakeholders in process design discussion to achieve full compliance with policy while balancing execution effectiveness and risk and control.
  • Ensure all related procedures by all units are current.
  • Conduct governance meeting with seniors.
  • Manage any online training to users.
  • Prepare and conduct classroom training to users.
  • Participate in system enhancement or development projects.
  • Responsible for all audit review preparations and corrective action plan implementations.
  • Review of reports generated by computer assisted auditing tools and techniques to identify anomalies and execute any remediation and clean-up activities.
  • Administer health check and coordinate any remediation and clean-up activities
  • Work with various stakeholders on solutions for any gaps identified for FATCA, CRS and QI.
Pre-requisites
  • University degree in Business Administration or related majors.
  • Minimum 2 years of banking experience with a good understanding of consumer banking and/or process risks, local Common Reporting Standard (CRS), Foreign Account Tax ATCA and Qualified Intermediary regulations.
  • Proficient in Microsoft Office with an emphasis on MS Excel
  • Highly motivated individual with initiative, analytical and ability to work and lead changes independently.
  • Must be a team player and committed to delivering strong customer service to internal clients.
  • Strong written communication skills and good interpersonal skills.
  • Familiar with FATCA, CRS, Qualified intermediary preferred.
  • High attention to detail and quality
  • Demonstrated analytical and problem-solving skills.
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Grade :All Job Level - All Job FunctionsAll Job Level - All Job Functions - SG ------------------------------------------------------
Time Type : ------------------------------------------------------
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