Senior Associate, Compliance

  • Attractive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • ALS Recruit , EA Licence No: 16S8075
  • 21 Jun 18 2018-06-21

Our client is an international asset management and private equity house. There is an invitation for regulatory compliance specialist to join their legal and compliance team in Singapore.


  • Advising the business on trading and investment related queries
  • Keep abreast with applicable regulatory developments and advise on regulatory updates in key investment jurisdictions
  • Facilitate investment consultations where there are regulatory implications such as investment shareholding limits or potential restrictions on trading
  • Providing advisory support on M&A transactions

To succeed in the role, you will require the following demonstrable skills and attributes:

  • At least 5 years of work experience in a global investment bank or an international investment firm; of which 3 years in regulatory compliance
  • Legal qualification is not a pre-requisite but preferred.    
  • Able to work with little supervision
  • Excellent interpersonal & communication skills
  • Able to work in a fast-pace and dynamic environment

To apply, please email your resume to