Senior Associate (Operation On-boarding) Senior Associate (Operation On-boarding) …

Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 14 Jun 21
Up to $4.5K per month
Search Ally Pte Ltd
in Singapore
Permanent, Full time
Last application, 14 Jun 21
Up to $4.5K per month
Posted by:
Lily Yang • Recruiter
Posted by:
Lily Yang
Recruiter
Our client is a regional bank with strong presence in ASEAN.

RESPONSIBILITIES:

  • Liaise with Front Office on client account opening;
  • Review new account opening applications for completeness, accuracy and sufficiency;
  • Follow-up with Business Units on document deficiency (on-boarding and periodic KYC);
  • Ensure evidence of each customer’s identity and other relevant documents received are in order before on boarding of account.
  • Perform name screening via AML System, Dow Jones and Factiva;
  • Evaluate screening results, client profile and sustainability assessment results to identify adverse new hits and increased risk factors (i.e. update AML System).
  • Ensure that CDD activities comply with the AML/CFT regulations/policy.
  • Seek relevant RMs' inputs and provide clear elaboration and justification on the support of the file's submission (New and Review cases) by Front Office.
  • Prepare periodic reports for Management review (account documentation irregularities, monthly statistics).
  • Perform customer static data maintenance and updates to signatures / account operating mandate.
  • Assist in managing adhoc projects, audit inspections and remediation exercise.

REQUIREMENTS:

  • Diploma/Degree holder with ­­­3 years of work experience in areas of account opening, account review and on-boarding compliance
  • Possess good understanding of business operations, control and risk management in areas related to account opening
  • Well versed in the AML/CFT, OFAC and MAS regulation.

[EA License Number] 18C9289  |  [Registration Number] R1551292

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