Senior Compliance Office, Brokerage/Corporate Finance Senior Compliance Office, Brokerage/Corporate  …

Selby Jennings
in Singapore
Permanent, Full time
Last application, 21 Jan 21
Negotiable
Selby Jennings
in Singapore
Permanent, Full time
Last application, 21 Jan 21
Negotiable
Our client is a Leading Asian Bank with a strong presence globally and across the Asia Pacific region. We are hiring a AML Compliance Officer with brokerage and corporate finance experience to be based in the Singapore office supporting the Head of AML Compliance. This is a newly created permanent AML Compliance role that is a result of the expansion of the business. This role will give the AML Compliance Officer exposure to working with many internal and external stakeholders as part of the deal process.

Key Roles and Responsibilities of the AML Compliance Officer, Leading Asian Bank:

  • In charge of daily Compliance Advisory and AML/Financial Crime Compliance matters - including but not limited to Anti-Money Laundering/Counter-Terrorism Financing (AML/CFT), Sanctions, Anti-bribery and Fraud
  • Assist in development and implementation of AML compliance policies, frameworks and procedures
  • In charge of reviewing and maintaining regulatory compliance policies and practices - such as FACTA/CRS Reporting
  • Keeping abreast on all regulatory updates
  • Support all business lines on compliance matters such as conducting enterprise wide risk assessments and periodic reporting
  • All other ad-hoc matters

Requirements of the Head of Legal, Leading Investment Bank:

  • At least 5 years relevant compliance experience in Brokerage/Securities/Corporate Finance
  • Experience managing Compliance - AML/Financial Crime Investigations or Projects
  • Good time management and Problem Solving Skills.
  • Strong written and verbal communication and interpersonal skills, and stakeholder management
  • Good team player, Self-motivated and Adaptable
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