Our client a regional bank and an asset management firm is looking for an operations and settlements person to join them, respectively.
- Provide back-office support and service on private banking and treasury operations.
- Transaction processing (Equities, FX and Fixed Income)
- Process settlements in systems.
- Check Corporate Action notification and follow up.
- Daily reconciliation of securities positions / holdings.
- Prepare trade confirmations and statements to clients.
- Prepare periodical reports and ad-hoc reports if required.
- Ensure that internal rules and procedures are adhered to and in strict compliance with the regulatory rules.
- Prepare KPI and Transaction volume reports
- Relevant settlement experience in a banking or Asset Managemet environment.
- Good processing knowledge of Equities, FX and Fixed Income
- Knowledge of Anti Money Laundering & Terrorist Financing and Operational Risk issues.
[EA License Number] 18C9289 | [Registration Number] R1105492