VP, Compliance Global Markets Advisory

  • Competitive
  • Singapore
  • Permanent, Full time
  • Pemberton Stewart International Ltd.
  • 20 Nov 17 2017-11-20

• Singapore • Experience in FX and Rates products • Newly created headcount

At Pemberton Stewart, we are a research-driven executive search firm. We work very closely with our clients to foster strong relationships, delivering senior searches, advising on strategic initiatives, and supporting business build-outs.

We are currently partnering with a global financial institution to assist in the growth of the compliance division. This is a role that is responsible to provide business compliance advisory for the Global Markets team, with a focus in RX and Rates in APAC.

To be successful in the role, you must have prior experience in advising the business on regulatory and compliance issues and assist with reviewing marketing material for the division. You will also be assisting with surveillance, training, and drafting of compliance policies and guidelines.

If you have 8 to 10 years of experience in compliance advisory, please reach out to me at Liting@pembertonstewart.com or at +65 6443 1585 for a confidential discussion.