VP, Global Markets Conduct & Surveillance,Investment Bank

  • Competitive Package
  • Singapore
  • Permanent, Full time
  • Profile Search & Selection Singapore , EA Licence No: 16S8069
  • 13 Oct 17 2017-10-13

Our client is looking to enhance the controls performed at the first line of control for its Global Markets business across APAC, especially in terms of electronic communications and trade monitoring.

You should have a minimum 6 years of experience in the Front Office (Sales/Trading), Middle Office, or related Control, Audit, Compliance background relating to Global Markets trading activities.

You will be responsible for the following:

  • Daily monitoring of trades and electronic communication.
  • Define the system specifications and requirements and develop trade surveillance and electronic communications tools.
  • Contribution to the Conduct Surveillance operational strategy.

Singapore Employment Agency Licence No: 16S8069