VP, Regulatory Compliance (Investment Banking & Corporate Banking)

  • Competitive
  • Singapore
  • Permanent, Full time
  • Aston Carter (Allegis Group Singapore Pte Ltd) , EA Licence No: .10C4544
  • 02 Feb 18 2018-02-02

My client is a major international bank seeking to hire a mid-senior Vice President for Regulatory Compliance (Investment Banking/Corporate Banking)

In this role, you will:

•Liaise with relevant stakeholders within Investment Banking and Corporate Banking in Singapore to provide advisory, guidance, education and training on all regulatory and group policies, and compliance-related matters.

•Assist in the interpretation and implementation of new or changes in regulations and group policies, as required, to address, manage and mitigate impacts of such changes, in a practical and effective manner, with a good understanding of the business operations and needs.

•Interact and maintain quality engagement with the relevant regulators and industry bodies in Singapore on regulatory compliance matters.

•Ensure the appropriate, timely and relevant regulatory compliance risk information is provided to management, via the various risk management committees.

•Ensure the appropriate and relevant regulatory compliance risk information is provided to senior management in a timely manner at risk management committees.


The ideal candidate would have:

•Robust technical expertise, with a thorough understanding of all relevant compliance regulations (including but not limited to the SFA, FAA and BA)

•Experience and confidence in engaging with the regulators.

•The ability to confidently engage and manage stakeholders of all levels of seniority.

•Excellent communication and interpersonal skills

•Initiative, drive and dedication with a desire to excel consistently.


If you are interested in this career opportunity, please forward your CV to parveen.kaur@astoncarter.com or drop Parveen Kaur a line at +65 6511 8531 for a confidential discussion.


Only shortlisted candidates will be notified.


Allegis Group Singapore Pte Ltd, Company Reg No. 200909448N, EA Licence No. 10C4544