VP / Director – Compliance, Fund Management VP / Director – Compliance, Fund Management …

Sloane Shorey Consulting
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 18 Feb 20
$160,000 - $240,000 base
Sloane Shorey Consulting
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 18 Feb 20
$160,000 - $240,000 base
Reporting to the Head of Legal and Compliance of this specialist fund covering capital markets and financing, you will have broad responsibilities across both regulatory compliance and financial crime compliance. In addition to day-to-day advisory and reporting, you will contribute to the enhancement of existing and development of new policies and procedures.

VP / Director – Compliance, Fund Management

Reporting to the Head of Legal and Compliance of this specialist fund covering capital markets and financing, you will have broad responsibilities across both regulatory compliance and financial crime compliance.

In addition to day-to-day advisory and reporting, you will contribute to the enhancement of existing and development of new policies and procedures.

Duties:

Compliance –

  • Regulatory Compliance
  • Regulatory reporting
  • Liaison with regulatory
  • Licensing
  • Policy formation

Financial Crime –

  • AML
  • KYC, Onboarding
  • Sanctions

Ad-hoc –

  • Company secretarial – assist with board meetings, minutes, etc
  • Other tasks related to compliance, regulations and legal.

 

Requirements:

  • Suit confident individuals with ~10-15 years of experience
  • Must have broad compliance and regulatory experience
  • Well-versed in all aspects of financial crime compliance
  • Happy to cover operational tasks including documentation, onboarding etc
  • Team player, able to roll up sleeves and operate effectively in a smaller office
  • Experience facing off with senior management
  • Ideally knowledge of capital markets, securitization, project finance, lending, shipping and supply chain financing.

 

For more information, please apply today.

 

Sloane | Shorey

Sloane Shorey Consulting is a specialist recruitment firm covering controls, compliance and risk management hiring.

Live vacancy listings: sloaneshorey.catsone.com/careers

Singapore MOM EA License 17S8548

 

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