Vice President, Regulatory Compliance Surveillance - Regulatory Compliance

  • Competitive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • HSBC
  • 22 Jul 18 2018-07-22

Vice President, Regulatory Compliance Surveillance - Regulatory Compliance

Some careers have more impact than others.
If you're looking for a career where you can make a real impression, join HSBC and discover how valued you'll be.

As part of Global Risk, Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC's regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high caliber professional to join our team as Vice President, Regulatory Compliance Surveillance .

Principal responsibilities

  • ​The role will provide a first line of defense assurance to management and Regulatory compliance by assisting in the planning and execution of a risk based surveillance program and conduct such reviews, investigations and surveillance, where required and duly escalate any material or potential regulatory breaches, incidents or exceptions noted to the Head
  • Provide support over transaction and surveillance framework, including the design, enhancement and implementation aspects
  • Assist in identify surveillance risks and performing relevant risk assessments
  • Monitor regulatory change developments and potential impact of regulatory change on the relevant lines of business in terms of surveillance
  • Perform and support conduct risk assessments
  • Assist in providing training to create compliance awareness including on thematic issues
  • Reviews and assist in carrying out the effective deployment of the surveillance plan for the business lines
  • Provide advice on surveillance matters
  • Interact with Regulators and industry bodies in Singapore, on surveillance matters

  • ​Role requires significant regulatory compliance surveillance experience
  • Have good working knowledge of trade and communication surveillance as well as regulations
  • Must be analytical and have a good eye for detail.
  • Have excellent interpersonal and negotiation skills.
  • Possess strong communication skills both verbal and written.
  • Able to work under pressure and tight deadlines.
  • Able to work both as a team player as well as independently
You'll achieve more when you join HSBC.

Candidate with less relevant experience or skills may be offered a lower Global Career Band than stated above.

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