Firm Management - Statutory Internal Auditor, Analyst, Taipei

  • Competitive
  • Taipei, Taiwan Taipei Taipei TW
  • Permanent, Full time
  • Morgan Stanley
  • 25 Apr 18 2018-04-25

See job description for details

Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 42 countries.

Position Description:

Statutory internal auditors perform independent review to verify the processes are in line with regulatory requirement and to assure the efficiency of control processes. You will work closely with our Firm Management division including the Board of Committee.

Key Activities:

- Conducting statutory internal audit to ensure procedures, policies, and regulations are correctly followed and complied with
- Identifying if and where processes are not working as they should and advising on changes to be made
- preparing audit reports that reflect audit’s results and document process
- tracking the improvement actions taken
- coordinating internal control and audit procedures update
- supporting audit department manager preparing audit plans and regulatory inquiries or interactions


Qualifications and requirements:

- Bachelor degree holder in relevant disciplines such as Finance or Accounting

- Taiwan senior broker license ( 證券高級業務員 ) is a must

- Candidates who aim to complete the broker license will also be considered

- Candidates who have 1-3 years of finance/audit experience in an international financial institution or Big 4 firms will be highly preferred

- Fresh graduates with excellent and relevant academic background will be considered

- Excellent verbal and written skills in both English and Mandarin are essential