CASS Specialist

  • Negotiable
  • Dorchester, England, United Kingdom
  • Permanent, Full time
  • Michael Page Financial Services
  • 13 Oct 17 2017-10-13

As the CASS Specialist you will work with the CAOO (CASS Operational Oversight Officer / CF10a), you will ensure that the respective Operations and Business units are being managed in compliance with the rules associated with client asset protection across Europe. You will also contribute towards being an interface with the internal and external auditors, assisting the CAOO/CF10a's in their regulated capacity.

A Financial Services- Corporate & Investment Bank based in Dorset is looking to appoint a CASS Specialist


The financial services- CASS Specialist will:

  • Contribute to the existing governance structure across CIB for FCA CASS regulations, including but not exclusive to stakeholder meetings and production of key message documentation

  • CASS guidance and technical support to the product areas

  • Support deep dive reviews where relevant

  • Participate in internal and external audits conducted by the regulators over client assets and money, both within the team and/or assisting Business'

  • Build and maintain strong relationships with Business', Compliance, Audit functions and other key partners

  • Effective issue escalation management


The successful financial services-CASS Specialist will have the following key skills:

  • Excel and PowerPoint working knowledge essential

  • Strong writing skills, with control focus and attention to detail

  • Strong communication skills - both verbal and written

  • Aptitude at relationship building with all types of Business, Operational and Technology partners

  • A previous work history in an investment banking regulatory compliance or operational team is essential with strong knowledge of the UK Client Assets rules and MIFID II Safeguarding of Client Asset rules

  • Able to demonstrate working in a control focused environment

  • Demonstrated leadership and ability over process and control, both over established and required enhancements

  • Attested track record of working to deadlines, with accountability and responsibility for independent workload

  • Based in Dorset with an opportunity for flexible working

Job Offer

A very competitive package

Based in Dorset with an opportunity for flexible working

Excellent life/work balance