Head of Legal & Compliance

  • Negotiable
  • Horsley, England, United Kingdom
  • Permanent, Full time
  • Page Executive
  • 17 Oct 17 2017-10-17

This is a Head of Compliance role for a start up Investment Bank based in Surrey. The ideal candidate will have capital markets experience, ideally with an emphasis on equities. A legal background will be advantageous.

A start up Banking group.

Description

This is a greenfield Head of Legal and Compliance role in a start up Bank, therefore the role would encompass all aspects of legal and compliance.

Profile

The ideal candidate will be a seasoned compliance officer with broad product knowledge across capital markets, especially equities. Experience facing off to the regulator and ideally some exposure to obtaining a license.

Job Offer

competitive package.