Head of Legal & Compliance
- Horsley, England, United Kingdom
- Permanent, Full time
- Page Executive
- 17 Oct 17 2017-10-17
This is a Head of Compliance role for a start up Investment Bank based in Surrey. The ideal candidate will have capital markets experience, ideally with an emphasis on equities. A legal background will be advantageous.
A start up Banking group.
This is a greenfield Head of Legal and Compliance role in a start up Bank, therefore the role would encompass all aspects of legal and compliance.
The ideal candidate will be a seasoned compliance officer with broad product knowledge across capital markets, especially equities. Experience facing off to the regulator and ideally some exposure to obtaining a license.