1LOD Risk & Controls Analyst 1LOD Risk & Controls Analyst …

Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 15 May 21
70,000
Eximius Finance
in London, United Kingdom
Permanent, Full time
Last application, 15 May 21
70,000
Posted by:
James Baker • Manager - Risk, Quant and Front Office
Posted by:
James Baker
Manager - Risk, Quant and Front Office
This role is to perform planning, execution and reporting for thematic conduct risk assessments covering MSS Trading and Sales businesses

Responsibilities:

- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses

- Executing thematic risk assessme

nts, including risk identification, inherent risk assessment and control evaluation

- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk

Requirements:

- Previous or current experience in an investment bank or Financial Services to an Investment Bank

- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities

- Experience in assessing the design and effectiveness of controls.

 

 

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