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Eximius Group

1LOD Risk & Controls Analyst

Eximius Finance
United Kingdom, London
Posted 6 days ago Permanent 70,000
J
Posted by
James Thompson
Recruiter
This role is to perform planning, execution and reporting for thematic conduct risk assessments covering MSS Trading and Sales businesses

Responsibilities:

- Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses

- Executing thematic risk assessme

nts, including risk identification, inherent risk assessment and control evaluation

- Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk

Requirements:

- Previous or current experience in an investment bank or Financial Services to an Investment Bank

- Understanding of how market conduct risk behaviours could arise and what type of controls should be used to mitigate risks associated with trading and sales activities

- Experience in assessing the design and effectiveness of controls.

 

 

Job ID  JB12020212
ABOUT COMPANY
United Kingdom, London
HR & Recruitment
Eximius Group helps business in the financial services, legal, technology, business support and energy sectors attract the best talent. Eximius Finan...
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