AML/KYC QC Senior Analyst, Senior Associate

  • Location: London, England, United Kingdom
  • Salary: Competitive
  • Job Type: Full time

AML/KYC Quality Control Analyst is responsible for ensuring high quality standards are maintained for the KYC/AML records created and reviews performed by AML/KYC analysts

State Street

Purpose of role:

AML/KYC Quality Control Analyst is responsible for ensuring high quality standards are maintained for the KYC/AML records created and reviews performed by AML/KYC analysts. The Quality Control Analyst aims to decrease regulatory and reputational risk by ensuring accuracy and completeness through a review and sign off process.

Role specifics:

  • Review files for adherence to AML policies and procedures and ensure analyst conclusions are clear, complete and supported by the documentation and information on file
  • Identify and escalate critical issues
  • Assist in identifying risks associated with processes and make recommendations to improve quality and control environments
  • Serve as a key support resource for delivering training and guidance to AML/KYC analysts     
  • Meet agreed targets for quality control reviews within agreed timeframes
  • Produce MIS to measure file status, volumes and quality
  • Assist in departmental projects as required
  • Display a culture of individual ownership of tasks to embed a clear individual sense of accountability in performing the role
  • Ensure that the highest level of the Code of Conduct is displayed in your behaviour
  • Provide appropriate management information as required to support business unit decision making
  • Support the ‘Risk Excellence’ culture within the business
  • Adhere to  limits of delegation and escalation procedures required by your manager so that you comply with internal policies and external regulations

Person Specification:

Skills and Experience:

  • Advanced knowledge of regulatory KYC/AML requirements
  • Experience in KYC/AML client on boarding, compliance or risk function (preferred)
  • Detail orientated with the ability to detect inconsistencies and issues
  • Strong analytical and problem solving skills: Ability to analyse complex structures to determine risk exposure and applicable KYC/AML requirements

Required competencies:

  • Highly motivated with the ability to work under minimal supervision
  • Professional agility: ability to prioritise workloads and work to strict deadlines; quickly adapt and respond to change
  • Excellent communication skills required - both verbal and written
  • Ability to clearly communicate complex concepts in a concise manner
  • Team work and collaboration skills: ability to work effectively with others to enhance team efficiency and quality outcomes



London, England, United Kingdom London England GB