AML TECHNICAL CONSULTANT-UK INVESTOR
About Northern Trust: Northern Trust provides innovative financial services and guidance to corporations, institutions and affluent families and individuals globally. With 130 years of financial experience and nearly 20,000 partners, we serve the world's most sophisticated clients using leading technology and exceptional service.
Working with Us: As a Northern Trust partner, you will be part of a flexible and collaborative work culture, which has a strong history of financial strength and stability. Movement within the organization is encouraged, senior leaders are accessible, and you can take pride in working for a company that is committed to strengthening the communities we serve!
We recognize the value of inclusion and diversity in culture, in thought, and in experience, which is why Forbes ranked us the top employer for Diversity in 2018.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and ethical companies. Build your career with us and apply today!
• Want to learn more about our company? Visit www.northerntrust.com
• We are a leading global financial institution- Click here to check out our company accolades!
A permanent position is being recruited within the Investor Anti-Money Laundering (AML) team in the UK.
This team provides third party fund administration services to numerous fund management companies covering a range of shareholder servicing functions including dealing, registration and settlements.
This role will assist in providing quality assurance with Know Your Customer (KYC) controls executed across Northern Trust's business lines.
Additionally the person in the role will be responsible for: • Providing oversight to the AML process for new and existing investors, including KYC checks, transaction monitoring, screening and outsourced activity
• Assisting in the development and implementation of Northern's anti-financial crime framework in the UK, as part of a transformation program
• Providing advisory services to offshore locations
• Managing and executing client projects and change initiatives related to financial crime
• Managing and investigating complex AML and Fraud cases and complaints, where required, utilising a robust decision making ability towards appropriate resolution
• Maintaining a close working relationship with other areas of Transfer Agency, Compliance and Relationship Management
• Serving as an escalation point for issues for the local (London) and offshored Transfer Agency teams
• Maintaining up to date knowledge of AML regulation and best practice and use this knowledge to promote enhancements to Northern Trust's AML processes and procedures
• Assisting with the team inbox, ensuring internal and external queries are responded to in a timely manner
The ideal candidate should demonstrate a fair amount of the following qualifications: • Previous knowledge or experience in an AML Compliance role
• A good understanding of UK Money Laundering Regulations and industry guidance
• Strong organizational skills
• Strong attention to detail and accuracy
• Demonstrated problem solving skills
• Demonstrated ability to review and resolve complex issues
• Demonstrated ability to work on own initiative, unsupervised and to a high standard
• General knowledge of Microsoft Office applications
• Effective communication skills including verbal, non-verbal and/or written
Working with Us: We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and ethical companies. In return, we will support you with your personal and career goals in a number of ways:
Financial - Life Assurance, Disability Plan, Pension/ Gratuity, Annual Pay Review
Work Life Balance - Flexible Work Options, Incremental Annual Leave, Community Volunteer Days
Health & Wellbeing - Private Medical Insurance, Active Sports & Social clubs (lunchtime and after-work groups), Employee Assistance Program
Professional Development - Clear Career Path, Education Assistance, Recognition Programme, NT University (wide range of online, virtual & in-house training options) and employee-led Business Resource Councils dedicated to diversity and inclusion initiatives.
And Finally We hope you're excited about the role and the opportunity to work with us.
We value an inclusive workplace and understand flexibility means different things to different people.
Apply today and talk to us about your flexible working requirements and together we can achieve greater.
