Business Aligned Compliance Senior Manager - Macquarie Asset Management Business Aligned Compliance Senior Manager -  …

Macquarie Group
in London, England, United Kingdom
Permanent, Full time
Last application, 22 Feb 20
Macquarie Group
in London, England, United Kingdom
Permanent, Full time
Last application, 22 Feb 20
Macquarie Group
Business Aligned Compliance Senior Manager - Macquarie Asset Management
We are looking to hire a business facing Compliance Senior Manager, to be based in London who will work across the various businesses within Macquarie Asset Management within EMEA. The Compliance Senior Manager will be a member of the wider Risk Management Group and in the role you will utilise your proven relationship and stakeholder management skills to advise the businesses located across Macquarie Asset Management EMEA and oversee Macquarie Group's compliance requirements for these businesses. The role will report to Head of Macquarie Asset Management Compliance in the UK.

Key Responsibilities:
  • Provide compliance support to Macquarie Asset Management teams across EMEA and assist with regulatory issues relating to fund origination and distribution, institutional fund management and affiliates transactions
  • Compliance integration requirements for new business or initiatives
  • Assist with compliance review and approval of new transactions, products and funds
  • Review and approval of marketing materials
  • Develop and maintain compliance plans, related policies and procedures and monitor compliance with these policies.
  • Take responsibility for the preparation of regulatory compliance reports as required per the compliance plans and governance framework
  • Carry out ongoing assessment of the compliance framework operating within the business and ensure adequate controls are established
  • Oversee the monitoring, reporting and escalation of compliance issues
  • Keep abreast of upcoming, new and revised rules, regulations and directives applicable to the business, and facilitate changes as required. This includes proactive and early communication with business and compliance stakeholders to ensure timely compliance with any changes required.
  • Assist senior management with the delivery of key divisional projects as required.
  • Liaise with compliance colleagues to assist with the delivery of an effective tailored training programme.
  • The role will involve liaison with senior management, relevant boards, Macquarie Compliance and External Regulators

You will have significant compliance experience gained within the asset management industry (may include related experience in a legal or regulatory role) preferably within private equity or multi-asset Asset Manager. You are familiarity with the European regulatory regime and of key European jurisdictions; familiarity with both AIF's and UCITS is helpful as well. You demonstrate a solid understanding of AIFMD and MIFID directives and have experience in reviewing and approving marketing materials for regulatory compliance. You have a pragmatic commercial approach to compliance whilst achieving the desired outcome.

Risk Management Group is an independent, centralised unit responsible for ensuring all risk across Macquarie are appropriately assessed and managed. Its divisions include Credit, Prudential, Capital and Markets, Market Risk, Operational Risk, Compliance, Quantitative Applications and Internal Audit.

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Macquarie is an equal opportunities employer and does not discriminate on the grounds of age, disability, sex, sexual orientation, gender reassignment, gender identity, marriage, civil partnership, pregnancy, maternity, race (including colour and ethnic or national origins), religion or belief.

We facilitate a range of flexible working arrangements within our teams. Talk to us about what flexibility may be available.

Advertised: 03 Feb 2020 GMT Standard Time
Applications close:
Categories: Mid-senior, Risk Management

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