Business Assurance Assessor (Financial Planning) - Remote Business Assurance Assessor (Financial Planning) -  …

Quilter
in London, United Kingdom
Permanent, Full time
Last application, 18 Apr 21
Competitive
Quilter
in London, United Kingdom
Permanent, Full time
Last application, 18 Apr 21
Competitive
Posted by:
Stuart Frank • Talent Acquisition Partner
Posted by:
Stuart Frank
Talent Acquisition Partner
To provide an independent oversight of the effective operation of the core compliance and regulatory risk control activities undertaken at Quilter Financial Planning.

About us

Quilter Financial Planning is part of Quilter, a leading provider of advice, investments and wealth management, with a portfolio over £118.7 billion of investments on behalf of over 900,000 customers worldwide (as at October 2019). Established in 2006, we've grown to become the UK's largest distributor of financial advice.  In fact, over 3,000 advisers have chosen us as the place to develop and grow their businesses.  Why, because we have the size, financial strength and people with the knowledge and expertise to help advisers achieve more.  You won't just find diverse, talented and friendly teams here either.  You'll also discover an inclusive culture and every opportunity for personal and professional development.

About the role

  • Scoping, planning, delivering and reporting of Business Assurance Controls Checks and Business Assurance Reviews undertaken.
  • Provide appropriate assurance oversight
  • Updating internal systems to record progress and outcomes of reviews undertaken Demonstrate good customer outcomes.
  • Contribute to building a great environment to work in.
  • Operate efficiently – treat the business as if it’s your own.
  • Own decisions and tasks – decide and deliver.
  • Build on own knowledge by self-learning, share knowledge and best practice with colleagues.

About you

  • Diploma Level 4 Qualified
  • G60/AF3/IFS Pension Transfers (preferred)
  • Experience of working in a Financial Services environment
  • A broad understanding of the Pensions and Investment markets in terms of Advice, Providers/lenders, platforms, products and the way in which advisers within a network are remunerated is advantageous.
  • A broad knowledge and understanding of Financial Services regulation and the Retail Distribution Review is advantageous.
  • A good understanding of the approach in relation to core requirements for an AR firm/Adviser achieving competence, supervision, data protection, anti-money laundering requirements, Financial Crime Policy, data security and Treating Customers Fairly concepts.
  • A broad understanding of how an advice/ AR businesses operate.
  • A commitment to TCF and a good understanding of Quilter Financial Planning's TCF principles and the activities expected of its AR Principals.
  • A broad understanding of the use and benefits of technology within a financial services practice.

Benefits

No matter what job you do you should feel valued and appreciated.  That's why we offer a competitive total reward package, which enables our employees to share in the success they help to create.

Core Benefits (Fixed Term Contract)

Holiday:  26 days

Quilter Incentive Scheme:  All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it

Pension Scheme:  10% non-contributory company pension scheme that can be boosted through personal contributions

Benefit Allowance:  A cash benefit allowance is payable in lieu of some of our core benefits

Core Benefits (Perm)

Holiday:  26 days

Quilter Incentive Scheme:  All employees are eligible to participate in our incentive scheme, based on the company's performance and their contribution to it

Pension Scheme:  10% non-contributory company pension scheme that can be boosted through personal contributions

Private Medical Insurance:  Single cover as standard, cover can be increased at your own cost

Life Assurance:  4x your salary, cover can be increased at your own cost

Income Protection:  75% of salary payable after 26 weeks of absence

In addition to our core benefits we offer a range of flexible benefits that you can choose from and pay for conveniently via a salary deduction.

Our promise

At Quilter, we're committed to creating an inclusive culture that embraces diversity. We promote equal opportunities and make sure no applicant receives less favourable treatment on the grounds of gender, marital status, nationality, ethnicity, age, sexual orientation, responsibilities for dependants, physical or mental disability. We select candidates for interview based purely on their skills, qualifications, experience and potential.

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