CASS Controls Testing

London, England, United Kingdom

A top banking organisation is looking for a CASS Assurance officer to join their compliance department.  As part of the team you will work in a cohesive manner to ensure the business controls are fit for purpose and in line with regulatory obligations.


Key responsibilities;

  • Planning and carrying out reviews of control in regards to CASS/Client Money in accordance with the planned review schedule and on a thematic risk-based approach.
  • Providing compliance subject matter expertise and support for the monitoring team working with the team to identify adverse trends, poor controls and systemic risks
  • Drafting and issuing reports of each functional review
  • Recording and tracking the implementation of review recommendations
  • Producing Management Information (MI) and periodic updates to the management team in relation to CASS.



Key skills;


  • Experience working in relevant environment/s, i.e. Assurance or Audit
  • Experience working in relevant market/context, i.e. Banking, Big 4 Consulting
  • Minimum of 2 years assurance experience
  • Self-awareness with confidence to work independently and take responsibility for own development
  • Able to present to senior management.