CASS Officer CASS Officer …

Financial Services
in London, United Kingdom
Permanent, Full time
Last application, 26 Nov 20
GBP60000 - GBP65000 per annum
Financial Services
in London, United Kingdom
Permanent, Full time
Last application, 26 Nov 20
GBP60000 - GBP65000 per annum
My client is seeking a CASS Officer that can understand a wide variety of client asset regulation requirements so that they can champion this as a subject matter expert for the business. My client is a Financial Services firm based in the City of London.

My client is a Financial Services firm based in the City of London.

Description

The CASS Officer will have the ability to effectively streamline complex processes and implement a robust control environment. They will also have:

* Good knowledge of OTC and Listed Derivatives and Securities products (Repo, Loan, SLB, Buy/Sell)

* Managing the ongoing maintenance of the CASS Resolution Packs (CASS RP) including the monthly/quarterly oversight reporting and documentation of any findings

* Coordinating collation, quality assurance and production of the monthly CMAR regulatory filing

* Performing daily CASS Client Money Calculations

* Undertaking a gap analysis of CASS control and governance framework against FCA requirements and best practice

* Managing CASS breach register

* Providing CASS knowledge for new business and CASS training to stakeholders and senior management

* Navigating external audit

Profile

The successful CASS Officer will have:

  • Demonstrable experience and in depth knowledge of FCA CASS regulation
  • Additional experience and working knowledge of EMIR, MIFIR and SFTR Regulatory reporting would be beneficial.

Job Offer

A competitive basic salary of £55,000-£65,000pa plus benefits are on offer for the successful candidate

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