Cass Specialist, Operations - Associate

  • Competitive Base plus Bonus
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Jefferies
  • 16 Aug 18 2018-08-16

Cass Specialist within the Operational Regulatory Control team.

Jefferies, the world's only  independent full-service global investment banking firm focused on serving clients for over 50 years, is a leader in providing insight, expertise and execution to investors, companies and governments. Our firm provides a full range of investment banking, sales, trading, research and strategy across the spectrum of equities, fixed income, and foreign exchange, as well as wealth management, in the Americas, Europe and Asia. Jefferies Group LLC is a wholly-owned subsidiary of Jefferies Financial Group Inc. (NYSE: JEF), a diversified financial services company.


Operational Regulatory Control       


CASS specialist

Key Responsibilities

The key responsibilities are:

  • Investigating and resolution of unallocated receipts, failed trades, FOP transactions in relation to client money
  • Complete and review the daily client money reconciliations
  • Complete and review of monthly Client Money and Asset Return
  • Update, maintain and periodical review of the CASS resolution pack
  • Liaise with compliance, Internal Audit and external Auditors on CASS related matters
  • Update and manage of the internal CASS breaches log

Person Specification

The following skills and experience are required for this role:

  • Good knowledge of the FCA’s CASS rule book, especially CASS 7 and CASS 6
  • Previous experience of client money in operations department
  • Knowledge of life cycle of financial products, cash flows and corporate actions is a plus but not essential
  • Must have strong communication skills to clearly articulate issues and ideas, provide timely escalation
  • Strong analytical skills with an ability to understand complex workflows across multiple business types required
  • Demonstration of strong organisational and project management skills required
  • Good interpersonal skills to build strong relationship with key stakeholders within and outside of Operations essential
  • Good influencing skills to work with the Operations team in challenging the status quo and continuously enhancing the control environment required