In order to support the continuing development of this newly established business, we require an experienced, dynamic, compliance professional to play a key role supporting the AML/KYC onboarding/reverse onboarding processes.
General Duties
- Assistance to the Head of Department in all aspects of Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Fraud, Sanctions and Counter-Terrorist Financing (CTF).
- Provide support to the first line of defence and CDD team in the day to day management and functionality of Financial Crime risks and controls, Sanctions, PEP Screening and KYC/CDD.
- Review of Customer Due Diligence “CDD” on clients and counterparties, in line with the firm’s requirement to comply with AML regulations.
- Responsible for the completion of routine AML & KYC questionnaires.
- Coordinate and a Assistance to the Head of Department in all aspects of Financial Crime prevention, including Anti-Money Laundering (AML), Anti-Bribery and Corruption (ABC), Fraud, Sanctions and Counter-Terrorist Financing (CTF).
- Provide support to the first line of defence and CDD team in the day to day management and functionality of Financial Crime risks and controls, Sanctions, PEP Screening and KYC/CDD.
- Review of Customer Due Diligence “CDD” on clients and counterparties, in line with the firm’s requirement to comply with AML regulations.
- Responsible for the completion of routine AML & KYC questionnaires.
- Coordinate and assist in the administration of issuing compliance employee AML/ABC training program. ssist in the administration of issuing compliance employee AML/ABC training program.
- Contributing to AML/KYC onboarding policies and procedures.
- Mentoring and training team members.
- Assist in the execution of ad-hoc projects as required.
Knowledge and Experience
- Minimum 5-10 years’ AML/KYC onboarding experience, preferably within an investment or commodities firm.
- Knowledge and background Commodities,
- FATCA/CRS
- EMIR, Remit, MiFID II knowledge an advantage
- Policy setting
- SME for AML/KYC regulations/legislation
- Working knowledge of Kroll an advantage
Qualification and Skills
- Bachelor’s Degree in business, Law or other appropriate discipline
- Professional Compliance Qualification - desirable.
- Advanced Microsoft Outlook/Word/Excel skills
Skills
- Team player
- Leadership skills
- Ability to work independently
- Strong relationship building, written and communications skills
- Effective planning, organisational and time management skills
- Excellent analytical skills
