Compliance Advisory - Contractor (4 months) Compliance Advisory - Contractor (4 months) …

Paritas Recruitment - Compliance
in London, United Kingdom
Contract, Full time
Last application, 24 Feb 21
to £250/day
Paritas Recruitment - Compliance
in London, United Kingdom
Contract, Full time
Last application, 24 Feb 21
to £250/day
Paritas Recruitment - Compliance
A global investment manager are seeking a contractor to join their Compliance Advisory function for a period of 4 months...

This role exists to support the Compliance function in discharging its responsibilities and more broadly, the company in complying with its regulatory obligations across the various jurisdictions it operates in.  The role will report to the Head of Central Compliance providing administrative and operational compliance support across the company. 

Responsibilities will encompass compliance policy, processes and procedures (e.g. Conflicts, PA Dealing, Gifts & Entertainment etc), SM&CR, MI & Reporting and ensuring adherence to FCA Conduct Rules. 

Applicants should have compliance advisory experience attained within the financial services industry (ideally for another investment or asset manager) 

 

Company Overview

About us:

We established ourselves in 2011, right after the financial crises, owing to the competition in the market, we tried hard to differentiate ourselves. We decided utilise our combined experience to build a people focused agency with the aim of providing quality service to both clients and candidates, hence, #succeedingtogether.

The name Paritas was chosen as it comes from the Latin word, Pariter, which translates to together. We strongly believe success comes when both parties work together openly and transparently. We have established a reputation for working closely with both clients and candidates, using our significant market knowledge to fully understand the need, before providing a tailored solution. Whether you’re a candidate looking for a new challenge and a move up the ladder, or if you’re a client seeking the right candidate for a vacancy, we can deliver.

Moreover, the senior team with over decades of experience personally train each and every new member of the Paritas family. We believe in passing on what we have learnt and add value to all our stakeholders. We thoroughly enjoy what we do and take great satisfaction in helping people. Our coverage ranges from the newly qualified to regional director level across Europe.

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