Compliance Advisory - Investment Management - Multiple Hires

  • £50,000 - £95,000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Investigo Compliance
  • 06 Oct 17 2017-10-06

Investigo Compliance are recruiting for multiple Compliance Advisory Officer to join a Global Asset Manager based in London. This is an exciting opportunity to join a growing team in a diverse Advisory function.

Investigo Compliance are recruiting for multiple Compliance Advisory Officers to join a Global Asset Manager based in London. This is an exciting opportunity to join a growing team in a diverse Advisory function.

Key duties include;

  • Provision of compliance advice and support to the business around regulatory change impacts
  • Regulatory Reporting advice; MiFID transaction reporting, EMIR
  • Assist in the review of fnd documentation and preparation of investment guidelines
  • Review and research of Regulatory developments
  • Working closely with Front Office to advise on Restricted Lists and Information Barriers

Suitable candidates will have;

  • Knowledge of UCITs (UK, Irish/Luxembourg)
  • Previous experience working within an Advisory capacity
  • Excellent understanding of regulation affecting the "Buy-Side"

 

For more information please call Amy Callen on 0203 862 2740 or email amy.callen@investigo.co.uk.