Compliance Advisory Officer - Fixed Income

  • Salary up to £110,000 + benefits package + bonus
  • London, England, United Kingdom
  • Permanent, Full time
  • Eximius Finance
  • 15 Feb 18 2018-02-15

A leading global Corporate and Investment Bank based in London is currently recruiting for a Compliance Advisory Officer to join their compliance function.

Your responsibilities:

  • Providing advice and regulatory guidance to the corporate and investment banking business in London.
  • Undertaking Compliance risk assessments and planning to ensure that the Bank is in compliance with relevant rules and regulations
  • Experience of MiFID II, MAR, the Senior Managers and Certification Regime etc.
  • Developing a proactive relationship with the front office
  • Involvement in project-based work


Your profile:

  • Significant professional experience in a Fixed Income Compliance role at an investment bank (Structured Products experience a bonus)
  • Sound knowledge of UK and European regulation, procedures and processes to be applied
  • Broad, analytical and strategic thinking
  • Interest in process improvement to drive business performance
  • Ability to work well in a high-pressure environment, with strong prioritising skills
  • Hands-on attitude, with a flexible approach
  • Excellent written and verbal presentation skills