Compliance Analyst

  • GBP35000 - GBP40000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Michael Page Financial Services
  • 15 Feb 18 2018-02-15

The successful financial services compliance analyst will work closely with the front office, operation teams and other members of the compliance department to ensure the business meets all regulatory requirements. This role will require someone with a strong knowledge of Derivatives and FX.

A financial services- Brokerage Firm with a global footprint.


The successful financial services compliance analyst will:

  • Use electronic surveillance systems on a daily basis to conduct compliance monitoring

  • Complete manual compliance monitoring tasks where electronic monitoring is either not available or possible

  • Create management information on monitoring activities undertaken, highlighting areas that require further investigation and review

  • Assist in maintenance of the Compliance Department's policies and procedures in London

  • Assist with investigating and resolving ad hoc queries from business areas and

  • exchanges


The successful financial services compliance analyst will:

  • Good IT skills with a some knowledge of Microsoft Office programs

  • Strong analytical skills and the ability to work through complex issues in a structured and methodical manner

  • The ability to work extremely accurately, thoroughly, reliably and with attention to detail

  • Strong communication skills, both written and verbal he ability to work calmly under pressure either as part of a team or individually

  • Some knowledge of the products, markets & operational processes (in particular Derivatives & FX)

  • Some industry qualifications, e.g. CISI Derivatives and/or UK Financial Regulation.

  • The successful applicant will be expected to complete various industry qualifications in order to improve their knowledge of products and applicable regulations where necessary

  • Based in London

Job Offer

Competitive Package

Based in London