Compliance Analyst – Investment Management – Contract £200pd

  • Competitive
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Investigo
  • 23 Feb 18 2018-02-23

An established investment firm is looking to hire a Compliance Generalist on a contract basis.

Key Responsibilities:

  • Financial Promotions - Reviewing and approving financial promotions
  • Anti Money Laundering – Liaising with the client group and assisting in the production of client take on files, sourcing information, collating AML documentation.
  • Monitoring & Surveillance – carry out monitoring tests within the surveillance programme
  • Management Information – Produce Management Information regarding the status of the Compliance Monitoring Programme.

Successful candidates will have:

  • Previous compliance experience
  • Excellent communication skills both written and verbal