Compliance Analyst – Investment Management – Contract £200pd
- London, England, United Kingdom London England GB
- Permanent, Full time
- 23 Feb 18 2018-02-23
An established investment firm is looking to hire a Compliance Generalist on a contract basis.
- Financial Promotions - Reviewing and approving financial promotions
- Anti Money Laundering – Liaising with the client group and assisting in the production of client take on files, sourcing information, collating AML documentation.
- Monitoring & Surveillance – carry out monitoring tests within the surveillance programme
- Management Information – Produce Management Information regarding the status of the Compliance Monitoring Programme.
Successful candidates will have:
- Previous compliance experience
- Excellent communication skills both written and verbal