Compliance Analyst - Buy Side

As a forward-thinking company, they are increasing the size of their compliance team to stay ahead of the game.

This will be a fantastic opportunity for a junior compliance professional with exposure to the Buy Side to leverage their experience and secure a bigger role.

The Role

• Generalist compliance experience which should include as many of the following as possible:
• Monitoring
• Thematic Reviews
• Submissions
• Knowledge of FCA regulations which apply to funds
• Compliance Reporting such as IFPR, SMCR
• AIFMD, MIFID
• Onboarding
• KYC /AML

The Candidate

The Ideal candidate has 2 - 3 or so years of compliance experience within:

• Private Equity Fund,
• Hedge Fund,
• Private Bank,
• Wealth Manager,
• Or with a more general funds background
• Or Worked at a Law or Consulting Firm specializing in fund regulation and compliance.