Discover your dream Career
For Recruiters

Compliance Analyst , Marketing & Financial Promotions , Asset Management

JJ Search London, United Kingdom
Posted 6 days ago Permanent £40k - £60k
L
Posted by
Lucy Kakoullis
Recruiter

The Client 

 

Our client is a growing Asset Management firm based in London and have a proven record of Investment capabilities covering a broad range of Investment Products.

 

The Role

 

The Financial Promotions Compliance Analyst is to approve and review retail and investment professional fund marketing materials, including RFPs, presentations, factsheets, brochures, web content, video and email marketing content in adherence with the UK and EU rules and finalised guidance.

 

The Financial Promotions Compliance Analyst will provide helpful feedback to Marketing within the Asset Management company ensuring that required amendments are made.

 

The Financial Promotions Compliance Analyst will keep up to date knowledge of all regulatory requirements and assist with the Compliance Monitoring programme in place, to review and approve marketing material in an accurate and timely fashion.

 

The Financial Promotions Compliance Analyst will provide Compliance advice to the Asset Management Marketing and Distributions teams, whilst supporting the facilitation of the company’s training programme.

 

The Financial Promotions Compliance Analyst is to assist in the design, implementation and periodic review of the Company’s Compliance-related policies and procedures.

 

The Candidate

 

Proven experience in a Marketing Compliance role within an Asset Management firm – financial promotions experience.

 

A strong knowledge of investment products and the FCA financial promotions rules, with an ability to apply this knowledge effectively to marketing materials.

 

Knowledge of European regulatory regimes an advantage.

 

High degree of IT literacy & MS Office applications and Advanced Microsoft Excel capabilities.

 

Ability to plan own workload effectively as well as strong organisational and planning skills.

 

Ability to work under pressure and within a Team is essential

 

More Jobs From JJ Search
JJ Search
Fixed Income Credit Analyst , Asset Management
JJ Search
London, United Kingdom
5 days ago Full time £55k - £70k
JJ Search
Sales Trainer , Investment Management , Wealth Management
JJ Search
London, United Kingdom
6 days ago Full time £70k - £90k

Boost your career

Find thousands of job opportunities by signing up to eFinancialCareers today.
Recommended Jobs
Mondrian Alpha Recruitment Solutions
Compliance Analyst - Growing Hedge Fund - £50-75k base + strong bonus
Mondrian Alpha Recruitment Solutions
London, United Kingdom
Compliance Officer
Beta Capital Management (UK) Limited
London, United Kingdom
Compliance Analyst
London, United Kingdom
Pure Recruitment
Compliance Analyst
Pure Recruitment
London, United Kingdom