Compliance Analyst / Senior Analyst

Salary: Up to £80,000 base + bonus + benefits

Location: London, England, United Kingdom

Job Type: Full time

URGENT: *Exciting Commodities Trading business seeking Compliance professional in London office*


Compliance Analyst / Senior Analyst

Supporting the Compliance Manager and Head of Compliance you will be responsible for:

  • Taking ownership of specific Compliance projects, such as MiFID II implementation, policy & procedure drafting, risk assessments, etc.;
  • Providing compliance advice to businesses and colleagues;
  • Supporting Compliance associates as necessary with the day-to-day monitoring, targeted monitoring and reviews.

Therefore, you will have:

  • At least 3 years compliance experience within an EU regulated derivatives trading environment (commodities preferred but not essential);
  • Strong knowledge & practical application of the FCA Handbook including COBS, Senior Management Arrangements and SYSC, as well as key EU legislation: MiFID II, MAD/MAR and EMIR;
  • Experience in running compliance reviews, risk assessments, remediation projects & policy drafting processes;
  • (Exposure to NYMEX, ICE, the LME and OTC markets is desirable!)