Compliance Assitant

  • Competitive salary and great benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • PineBridge Investments Europe Ltd
  • 25 Sep 17 2017-09-25

Pine Bridge Investments is seeking a Compliance Assistant to be an integral part of the EMEA Legal and Compliance team, working on investment and general compliance matters and taking on projects to address regulatory and business change.

Responsibilities:


• To maintain relationships between Compliance, sales and investment teams and other company departments.
• Perform investment compliance monitoring, analysis and reporting utilizing the Bloomberg system and other firm wide IT systems
• Encourage a positive and pro-active compliance culture within the company with a business supportive professional approach
• In line with the compliance monitoring program, perform compliance monitoring and analysis as well as undertake appropriate reporting
• Assist ensuring that appropriate regulatory policies and procedures are in place and understood by business units
• Assist with the administration of the system for compliance with the Code of Ethics
• Provide management information
• Bring to the attention of management any areas where there is perceived regulatory risk and work with colleagues to resolve issues
• Develop expertise on the company’s investment activities


Qualifications:

• Degree/higher qualification required or equivalent qualifications
• Proven relevant experience
• General knowledge of the financial services industry would be beneficial
• Knowledge of Microsoft Office (Word, PowerPoint, Excel and Outlook) and internet applications

Knowledge/Skills:

• Proactive team player with strong interpersonal skills
• Good organizational and analytical skills combined with innovative thinking
• Ability to interrogate systems to obtain information and run reports
• Strong communication skills
• Motivated to take ownership of projects and take them to completion
• Ability to work under pressure, meet tight deadlines and be adaptable to change