Compliance Associate - Trade Surveillance

  • 55000 - 60000
  • London, England, United Kingdom
  • Permanent, Full time
  • Lawbrook Finance
  • 26 Sep 17 2017-09-26

A leading execution-only broker is looking for a generalist/trade surveillance professional to join their team

You will be responsible for:

  • Undertaking daily trade surveillance and investigating alerts and findings
  • Escalting issues and providing advice on remedial or corrective actions
  • Preparing and presenting MI reports to management and senior stakeholders
  • Monitoring PA Dealing, gifts and OBI requests
  • Assisting with project work

You will have 2-3 years experience ideally from a brokerage or FX trading background.