Compliance Consultancy - Director

  • £100-130000
  • London, England, United Kingdom
  • Permanent, Full time
  • LMA
  • 15 Nov 17 2017-11-15

My client is a premier regulatory compliance consultancy


My client is a global regulatory compliance consultancy

 It has an immediate requirement for a proven leader to help in driving the business further forward



  • Interacting with the Senior Management of  investment clients and regulatory authorities.
  • Building and developing client relationships while also identifying and sourcing new opportunities with existing or new clients.
  • Act as a key point of contact for clients on engagement delivery on a daily basis while executing on client deliverables.
  • Team leadership including training, managing, mentoring and developing your own team within the wider regulatory team
  • Thought leadership including producing articles and involvement in the team’s marketing strategy   
  • Provide technical expertise on complex issues around FCA regulations registration, ongoing compliance issues and reporting (financial and non-financial)
  • Developing the firm’s intellectual property including compliance manuals, policies and client monitoring programmes
  • Strong knowledge of FCA prudential categories, ICAAPs, financial and non-financial returns
  • Sound knowledge of US (SEC and CFTC) requirements would be an advantage and stay abreast of relevant regulatory developments and lead the development of the Firm’s response to new regulations
  • Ensuring profitable client relationships through.the active management of service delivery  


  • Extensive experience within the legal/consulting/professional services capacity focused on regulatory compliance. A previous experience from the FCA would be of great benefit
  • Bachelor’s degree is required
  • Proven client relationship experience; giving advice on regulatory matters and demonstrable strong technical skills in regulatory compliance issues.
  • Detailed MiFID II knowledge would be a distinct advantage
  • Demonstrable experience in building and managing project teams to address complex issues and deliver practical, commercial solutions.
  • Excellent oral and written communication skills with the ability to provide clear and concise analysis and recommendations.
  • Ability to lead and manage day to day aspects of engagement activities and an ability to work with clients.
  • Deep knowledge of the investment sector , and SEC knowledge would be advantageous.

For a full briefing on this role please contact :


Fergus Hooley

0207 246 1991