Compliance Consultant

  • Salary: 30000 - 50000
  • Location: London, England, United Kingdom
  • Job Type: Full time
  • Company: JCW Search

My Client, a Global Regulatory Consultancy firm, is recruiting for a Compliance Consultant with minimum 2 years experience within the Private Equity/Hedge Fund space

 

Roles and Responsibilities

  • You will be responsible for helping manage a portfolio of clients and assisting / advising them in all regulatory matters pertaining to their business
  • You will be involved in FCA, SEC and CFTC applications, mock audits and ad hoc advice
  • Knowledge of AIFMD, MiFID, FCA Handbook (CRDIV, SEC and CFTC would be an advantage)
  • Ideally experienced with risk assessments, conflicts, ICAAPs, liquidity assessments, FCA Part 4A applications etc.
  • Should be presentable and confident to handle client relationships
  • Strong written communication skills a must

Personality

  • Entrepreneurial attitude, with a desire to help build a business and help clients do the same;
  • Clear, diplomatic and comprehensive communicator;
  • Our consultancy requires individuals capable of working on-site at client offices using their own initiative – alone or as part of a team;
  • Professional and calm under pressure – you will have to work in different environments often with the senior management of regulated firm.

 

Qualifications / Experience

  • The successful candidate is likely to be professionally educated and/or a compliance practitioner with relevant experience of wholesale financial services from working at the FSA/FCA, in a compliance consultancy or in an in-house compliance position.
  • 2 years + of relevant experience.
  • Risk Management, Regulatory Compliance & Audit Recruitment
  • Visit us at our website www.jcwresourcing.com