Compliance Investments Officer

  • Up to 90K with bonus and benefits
  • London, England, United Kingdom
  • Permanent, Full time
  • The Audit & Risk Recruitment Company
  • 17 Apr 19

A unique opportunity for an Financial Services Compliance specialist to join an investment house with an international remit

My client is a long established investment house based in Central London. They are seeking a compliance officer to join the team, reporting into the head of legal. 

This exciting opportunity will suit a financial services compliance professional looking to gain full exposure to a wide range of asset classes (including Equities, Fixed Income, Treasury, Property, direct Investments and Private Equity) within a business that offers an unparalelled work life balance and an opportunity to work from a white canvass. 

Role responsibilities include :

  • Building governance frameworks from scratch
  • Responsible for monitoring and improving systems, controls and policy programs
  • Correcting situational language issues 
  • Delivering reports to Management Comittee 
  • Presenting directly to the CEO 

Role requirements :

  • Between 4-8 Years experience working within financial services compliance within Trade/Investment/Portfolio products 
  • Exposure to larger banking institutions (Bluechip experience is preferred) 
  • Ability to deliver the correct message under pressure and in difficult situations
  • Impact and gravitas