Compliance Manager

  • GBP60000 - GBP75000 per annum
  • London, England, United Kingdom
  • Permanent, Full time
  • Michael Page Financial Services
  • 17 Oct 17 2017-10-17

Responsible for managing, maintaining and enhancing the Compliance Risk Management Framework - including but not limited to governance, compliance advisory, compliance training, reviewing financial promotions, reviewing new products and developing the compliance monitoring plan (CMP).

An international Bank and Asset Manager.

Description

  • Responsibility for maintaining and developing the Compliance Risk Management Framework; and enhancing and embedding this into all areas.
  • Managing the compliance monitoring & testing programme;
  • Liaising with internal and external auditors to discuss the results of the Compliance Monitoring Testing programme
  • Advising the business on the impact of current regulation on proposed business
  • Advising the business on the impact of forthcoming regulation; creating action plans to implement new such regulation; reporting on progress towards implementation.
  • To design and deliver Compliance Workshops across all Compliance areas (excluding Financial Crime).
  • Enhancing and developing Key Risk Indicators.
  • To review Compliance Reporting and improve /develop further where required.
  • Maintaining and reporting meaningful management information.
  • Ensure compliance with FCA / PRA rules.

Profile

Someone with both banking & asset management experience in compliance.

MiFID II knowledge is highly desireable too.

Job Offer

A brilliant opportunity.