Compliance Manager

  • £120k + Bonus + Pension
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • Gresham Hunt
  • 19 May 18 2018-05-19

Gresham Hunt have been mandated to help a leading UK Broker in their search for a Compliance Manager

This is an opportunity to join our client as a Compliance Manager where you will be supporting and reporting to the Head of Compliance in the implementation and development of the Compliance Programme.

This role requires a strong knowledge of Financial Crime and Business Conducts as you will be interacting with a retail investment platform. 


​Key Responsibilities:

  • ​Manage/Train/Develop a Compliance Team
  • Supporting the Head of Compliance
  • Keep up-to-date with recent regulatory changes
  • Provide leadership in the absence of the Head of Compliance



  • Financial/Legal Degree 
  • Upwards of 5 years financial experience
  • Deep and relevant understanding of regulatory knowledge - MiFID II, HMRC, CASS, MAR etc.
  • Experience managing a Compliance team
  • Strong Communication Skills


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