Compliance Manager

  • Location: London, England, United Kingdom
  • Salary: Up to GBP85000.00 per annum
  • Job Type: Full time

Compliance Manager My client is a well recognised name in the world of Financial Services. They are looking for a a Compliance Manager to identify and manage regulatory risk. You will liaise with various regulators including the PRA and the FCA. You will need to be credible and able to deal with internal and external stakeholders at all levels - the ability to 'read the audience' is a must.

Day to day administration of policies, new product applications, compliance reviews, change implementation, relationships with regulators, ongoing review of operational and compliance risks, and the monitoring of new regulations in conjunction with the Regulatory team

Assisting in managing the relationship with various regulatory authorities as appropriate

keeping track of all incoming regulatory requests, ensuring they are logged, followed up, and responded to

Working with the Compliance Monitoring team to ensure processes and procedures have clear and well established controls and are assessed as compliant on an ongoing basis

Assisting with the tracking and engagement on policy files, including through engagement with relevant industry associations

Required Knowledge

The candidate should have significant experience in a relevant compliance or regulatory role, including dealing directly with regulatory authorities.

The candidate should be able to evidence strong knowledge and experience of the clearing and posttrade process, and the regulatory environment(s) applicable to it - in particular, EMIR.

Knowledge and understanding of the forward looking regulatory policy agenda

Knowledge of privacy regulations and legal requirements such as GDPR that impact the company - and an ability to translate into practical policy requirements

McGregor Boyall is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.
London, England, United Kingdom London England GB