Compliance Manager Compliance Manager …

LMA
in London, England, United Kingdom
Temporary, Full time
Be the first to apply
up to £65,000 per annum
LMA
in London, England, United Kingdom
Temporary, Full time
Be the first to apply
up to £65,000 per annum
LMA Recruitment's client is an investment management company in the City looking for an experienced Compliance Manager to come on board as soon as possible.

Responsibilities of this role include, but are not limited to:

To manage the day to day running of the Compliance policy framework
Provide general regulatory guidance and advisory services to internal business areas
Dealing with internal stakeholders and attending board meetings

Requirements for this role include, but are not limited to:

Minimum 3 to 5 years Compliance experience within an IFA or Wealth Management environment
Previous Compliance monitoring experience preferable
A quick learner and self-starter, with the ability to work effectively with minimal supervision

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