Compliance Manager - Conflicts of Interest (Banking)

  • Attractive
  • London, England, United Kingdom
  • Permanent, Full time
  • Altus Search
  • 10 Oct 17 2017-10-10

Our client, a Global Financial Institution is looking for a Compliance Manager to provide guidance and advice on all aspects of regulations across their Corporate and Investment Banking business globally. The individual would help to develop and maintain Conflicts of Interest regulatory standards to enhance and protect the reputation of the firm. Duties Include:

Ref: 773ASI

Title: Compliance Manager - Conflicts of Interest (Banking)

Location: London

Salary: Attractive

Date:  9th October 2017

Our client, a Global Financial Institution is looking for a Compliance Manager to provide guidance and advice on all aspects of regulations across their Corporate and Investment Banking business globally. The individual would help to develop and maintain Conflicts of Interest regulatory standards to enhance and protect the reputation of the firm.

Duties Include:

  • Assists with transaction management – in particular, onboarding, sanctions, NDA’s and engagement letters.
  • Ensure timely, consistent and quality reporting on changes to policies across all relevant stakeholders.
  • Responsible for ensuring the efficient and timely implementation of new regulatory requirements across the business.
  • Monitor Conflicts of Interest compliance policy change and ensure the appropriate actions are taken to address its potential impacts for the business globally.
  • Facilitating banks in making the right business selection decisions regarding M&A, capital markets.
  • Identifies and manage conflicts of interest that the bank may have in taking on a particular transaction.
  • Responsible for the execution of compliance policy framework regarding planning and adherence to global regulatory standards.
  • Monitor the progress of regulatory requirements and resolve issues when necessary.
  • Escalates material commercial/legal/reputational matters to senior management.

The preferred candidate must have compliance background gained within financial services and be able to manage conflicts clearance/conflicts of interest across corporate and investment banking. You should also possess excellent communication and interpersonal skills and be able to interact at all levels of business efficiently.

If you are interested in this opportunity, please email your C.V. to contact@altussearch.co.uk or call on 020 7430 1831 for a confidential discussion.

Altus Search Ltd is acting as an employment agency in relation to this role.