Compliance Manager - Financial Crime - 12m Contract Compliance Manager - Financial Crime - 12m  …

Goodman Masson
in London, England, United Kingdom
Contract, Full time
Last application, 25 Feb 20
GBP500 - GBP700 per annum
Goodman Masson
in London, England, United Kingdom
Contract, Full time
Last application, 25 Feb 20
GBP500 - GBP700 per annum
Compliance Manager - Financial Crime - 12m Contract

Main Accountabilities:

Anti-Money Laundering:

  • Review and control on KYC/KYB AML documentation for all new client files
  • Update the AML risk mapping on an annual basis.
  • Actively contribute to the OFAC Remediation Plan.
  • Conduct internal investigations/ reviews as necessary, under the supervision of the Head of Compliance.
  • To support the Money Laundering Reporting Officer for all the entities and be responsible for:

o The maintenance of relevant manuals / operating procedures;

o The provision of training and advice;

o Ensuring all the applicable procedures are followed by the business, acting at a second level of control;

o Contribute and Prepare periodic Money Laundering Reporting Officer Reports

Terrorist Financing, OFAC Regulation and sanctions policies (Back up):

  • Keep abreast of OFAC Regulation and sanctions policies relevant to responsibilities and informing the Head of Compliance and Management of material changes.
  • Actively contribute to the OFAC Remediation Plan.
  • In charge of the deployment of the group sanction policies in the UK and the monitoring of the deliveries from the first level of controls,
  • In coordination with the compliance business line, analyse and give pre clearance or not of any new IPOs in sanction countries or any issuer which could be considered "at risk" by the compliance business line.

Compliance Monitoring:

  • In respect of areas of responsibility, contribute to the annual Compliance Risk Management Report and risk mapping exercise.
  • Liaise with operational risk to ensure that information security controls, policies and procedures comply with the expectation of the FCA.

The job responsibilities indicated above are not exhaustive. The company reserves the right to amend roles and responsibilities at any time.

Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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