Compliance Manager - Generalist - Buy Side Hedge Fund Compliance Manager - Generalist - Buy Side Hedge  …

eFinancialCareers Managed Services
in London, England, United Kingdom
Permanent, Full time
Last application, 16 Feb 20
Competitive
eFinancialCareers Managed Services
in London, England, United Kingdom
Permanent, Full time
Last application, 16 Feb 20
Competitive
A fast-growing, event-driven equity hedge fund, based in London, is looking to recruit a Compliance Generalist to join their existing team. This is an exciting opportunity to be the Compliance expert in a young firm as well as get exposure to all areas of this hedge fund business.

Responsibilities

Working closely with the CRO/COO, your key responsibilities will include:

  • Be the Compliance subject matter expert in the firm
  • Own any internal and regulatory Compliance reporting processes
  • Help with implementing and updating policies and procedures
  • Monitor trading activity and electronic communications for market abuse and best execution
  • Implement and monitor disclosure alerts and action position disclosure filings across jurisdictions
  • Manage pre/post trade Compliance checks and maintain internal logs/registers
  • Liaise with relevant service and system providers
  • Contribute to design of the Compliance monitoring programme and conduct the periodic reviews
  • Maintain restricted and watch lists
  • Contribute to firm committee meetings
  • Perform project work related to current exceptions or new initiatives
  • Support other suitable functions in the business, as required

 

Requirements

  • 4-6 years experience in a suitable Compliance or Legal function in a hedge fund, asset manager or prop trading firm
  • Strong product knowledge across asset classes with emphasis on global equities
  • Some legal and/or audit education or experience
  • Good current knowledge of existing and upcoming relevant regulations and regimes
  • Strong attention to detail
  • Strong Excel and Word skills
  • Ability to communicate efficiently and coordinate within a small team
  • Interested in supporting multiple areas of the business

 

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