Compliance Manager - Investment Management Compliance Manager - Investment Management …

Investigo Compliance
in London, United Kingdom
Permanent, Full time
Last application, 23 Jan 21
75,000
Investigo Compliance
in London, United Kingdom
Permanent, Full time
Last application, 23 Jan 21
75,000
Posted by:
Latiesha Uter • Recruiter
Posted by:
Latiesha Uter
Recruiter
A buy-side firm are looking to hire a Compliance Manager to join their growing compliance team.

Key responsibilities: 

  • Deep technical FCA regulatory knowledge for the asset management sector and the rules which apply to the business
  • Detailed understanding of MiFiD II, AIFMD, SMCR and other relevant European and/or US Regulation
  • Draft new policies in response to regulatory change
  • Maintenance and development of the Group Compliance Manual and risk and compliance monitoring programme
  • Review and sign-off of financial promotions
  • Working knowledge of AML and KYC 

Successful candidates will have: 

  • Significant compliance experience within asset management 
  • Knowledge of AIFMD and SMCR as well as broader knowledge of the FCA handbook
  • Experience working with senior stakeholders 
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