Compliance Manager - Regulatory Development & Affairs Compliance Manager - Regulatory Development &  …

MERJE Ltd
in London, United Kingdom
Permanent, Full time
Last application, 03 Dec 21
85,000
MERJE Ltd
in London, United Kingdom
Permanent, Full time
Last application, 03 Dec 21
85,000
Posted by:
Jake Kelly • Recruiter
Posted by:
Jake Kelly
Recruiter
A leading investments business is currently recruiting for a Compliance Manager to provide assurance over the delivery of and the impact of UK and EMEA regulatory change.
  • Help identify, assess, and research the impact of new or changing UK and EMEA
  • regulations on the business focusing on the areas of the FCA business plan and regulatory initiatives grid.
  • Provide advisory support across the business on regulatory developments
  • Produce summary regulatory analysis / reporting to allow senior members of the firm to understand current UK and EMEA regulatory developments
  • Track regulations that affect the business, through their development processes and communicate updates to the business
  • Support all governance committees responsible for ensuring communication of all relevant regulatory developments and tracking of regulatory change
  • Perform an ongoing appraisal of changes in the regulatory environment
  • Work with Compliance, Legal and Risk on the assessment of regulatory requirements
  • Contribute to communication efforts for Regulatory Development

 

Requirements: 

  • Bachelor's degree and 5+ years of regulatory compliance experience
  • Compliance qualification from ICA, CISI or an equivalent recognised body
  • Regulatory experience acquired either within a financial advisory or wealth management firm
  • Experience with Compliance best practice within the financial advisory or wealth management industry
  • Experience reviewing and implementing regulatory change within a financial advisory or wealth management firm
  • Strong understanding of the FCA Handbook
  • Excellent communicator with good skills in developing relationships and working with staff at all levels
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