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Goodman Masson

Compliance Manager - Trading & Investment

Goodman Masson London, United Kingdom
Posted 2 months ago Hybrid Job Contract Negotiable
Goodman Masson have partnered with a Global Asset Manager in the hire for a Compliance Manager on an 18 Month FTC.

Responsibilities:

  • Define and implement Investment and Trading Compliance framework including best execution, market abuse, fair & timely trade allocation, and cross trades
  • Perform the Compliance Monitoring Plan control testing related to Investment and Trading Compliance
  • Monitor Equity and Fixed Income Best Execution ensuring adherence to regulatory requirements and industry best practice
  • Support the Gatekeeper within Equity and Fixed Income
  • Conduct E-Communications monitoring
  • Conduct regular and periodic ad hoc and thematic reviews
  • Develop expertise within fixed income and equities investment management & trading areas, offering practical guidance and pro-active advice on Compliance policies and procedures to fund managers, traders, and local compliance on a timely basis

Skills:

  • Proven experience in a similar role preferably within an asset management firm
  • Strong knowledge of FCA rules and regulations coupled with sound knowledge of the financial services sector including up to date relevant knowledge of best compliance regulatory peer practice

If interested, please apply. Alternatively, email chris.norton@goodmanmasson.com

In our company values we aim for equity at all stages of the recruitment process, please let us know if we can do anything to make the process more accessible to you.

job_description_image
Job ID  CMFTC1
ABOUT COMPANY
London, United Kingdom
HR & Recruitment

With a team of 180 and growing every day, Goodman Masson is London’s specialist Finance and Technology recruitment business. Voted ‘Recruitment Agency of the Year 2021', our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hire across Finance, Technology and Specialist markets including the areas of Accountancy & Finance, Audit, Actuarial, Banking Operations, Change Management & Transformation, Compliance, Investment Management, Tax, Treasury, Housing Development, Pharmaceuticals, Technology, Digital & Data and Software Engineering.

We successfully provide both contingent recruitment and RPO solutions to a wide range of clients, through a brilliant understanding of sourcing and recruiting, the creation and evolution of employer brands and the fascination in the modern workplace.

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