Compliance Monitoring Manager Compliance Monitoring Manager …

Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 13 Jun 21
GBP60000 - GBP65000 per annum
Goodman Masson
in London, United Kingdom
Permanent, Full time
Last application, 13 Jun 21
GBP60000 - GBP65000 per annum
A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team.

A large Financial Services firm in London are seeking a Compliance Monitoring Manager to join their team.

Responsibilities:

  • Developing and delivering training and support to the assurance team on revised methodologies, tools and templates
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Supporting the Head of Compliance Monitoring with the design and delivery of a risk based annual Compliance Assurance Plan
  • Developing and delivering the methodology and process documents required to enable the delivery of the compliance monitoring and assurance plan
  • Investigating operational processes and report in accordance with agreed standards, either as individually or working with compliance colleagues
  • Producing quality reporting to the Executive Committee, Audit Committee and senior leadership team

Requirements:

  • Good experience of delivering assurance either in internal audit, surveillance, assurance or monitoring
  • Previous experience of designing and implementing a compliance monitoring framework, risk universe and risk-based methodologies
  • A strong sense of accountability, of knowing what they are responsible for and proactively delivering it
  • Previous experience of third-party risk management and data protection e.g. GDPR, SYSC
  • Previous experience of coaching or managing team members
Company Overview

With a team of over 200 and growing every day, Goodman Masson is one of London’s specialist Finance and Technology recruitment businesses. Voted ‘Best Recruitment Company to Work For’ in 2018, our passion for what we do is clear.

Based in London, Düsseldorf and New York, we hold annual revenues exceeding £42 million. This includes Qualified & Part-Qualified / Transactional Finance, Actuarial & Investment Management, Audit, Banking Operations, Compliance & Financial Crime, Front Office, Housing Development, Information & Cyber Security, Technology, Digital & Data, Product Control & Valuations, Projects, Change & Transformation, Risk & Regulation, Tax and Treasury.

We also have a Solutions team who provide RPO, hybrid and volume recruitment services. Alongside this, Goodman Masson have developed an Executive Search team who focus on sourcing C-suite talent to fee earning Legal partners.

 

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