Compliance Monitoring Manager - Tier 1 Bank Compliance Monitoring Manager - Tier 1 Bank …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 20 Jan 20
Up to GBP65000 per annum + Bonus, Non-contributory Pension etc
Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 20 Jan 20
Up to GBP65000 per annum + Bonus, Non-contributory Pension etc
Reporting into the EMEA Head of Compliance Monitoring, carrying out desk based and thematic reviews.

Key Deliverables include:

· Lead and deliver regular testing, thematic and ad-hoc reviews.

· Execute risk based monitoring reviews, undertake fieldwork and testing, conduct interviews with the relevant stakeholders/teams.

· Accurately document findings and assessments, managing issues to closure and tracking of corrective actions.

Skills and experience required:

· Previous experience working in compliance monitoring and testing. Flexible on the type of financial institution you work for.

· Strong regulatory compliance knowledge (i.e. FCA/PRA Handbook, Conduct Rules)

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