Compliance Monitoring Officer

London, England, United Kingdom

A leading UK Banking Group is looking to hire a Compliance Monitoring Officer to join the London-based Compliance team.

 

Role Responsibilities:

  • Implementing the Bank’s Compliance Monitoring Programme, by assisting on and eventually leading on thematic monitoring reviews across the Bank’s various business lines
  • Liaising with various business stakeholders through on-site visits and office-based work
  • Creating detailed reports of the reviews, highlighting any issues and appropriate action points needed
  • Inform senior management on report findings and produce monthly MI for committee meetings
  • Work with other teams such as Risk, to conduct assurance reviews and assist with internal investigations

 

Experience/Skills Required:

  • At least 2 years’ Compliance Monitoring experience, ideally from within a Banking environment but can come from another Financial Services sector (i.e. Asset Management)
  • Understanding of FCA and PRA rulings, especially Consumer Credit
  • Previous application of UK regulatory requirements and able to demonstrate a commercial approach to compliance
  • Awareness of financial crime matters such as AML regulations or Bribery Act requirements
  • Able to work with IT systems and Microsoft Office tools
  • High level of attention to detail and able to analyse data
  • Excellent interpersonal and communication skills
  • Flexible to travel on occasions