Compliance Monitoring Officer

  • £45,000 - £55,000
  • London, England, United Kingdom London England GB
  • Permanent, Full time
  • LMA
  • 14 Jun 18 2018-06-14

An exciting opportunity has arisen for a Compliance Monitoring Officer at a prestigious, city based Asset Management firm. The post holder will assist an enthusiastic Head of Compliance with overseeing and managing all compliance issues, including compliance monitoring, anti-money laundering and training requirements.

Key accountabilities include:

  • Production of the group compliance monitoring programme
  • Carry out proactive monitoring reviews and testing across the business in accordance with the agreed monitoring plan
  • Prepare compliance reports for reporting to internal committees and Board reports
  • Work with other members of the Compliance department to implement changes and enhancement identified through monitoring
  • Monitor regulatory developments and assess their impact on the business


The position would suit a self-motivated individual with the ability to work both autonomously and as part of a team to solve problems.

Applicants should have compliance monitoring experience, preferably within an Asset Management environment. Experience in a financial regulatory environment is essential.

If this sounds like an opportunity of interest, please apply without delay.

Location: City of London

Salary: £45,000 - £55,000 (dependent upon experience)