Compliance Monitoring Officer - Global Investment Manager Compliance Monitoring Officer - Global Investment  …

Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 21 Feb 20
Negotiable
Pure Search
in London, England, United Kingdom
Permanent, Full time
Last application, 21 Feb 20
Negotiable
A global asset manager is seeking a Compliance Monitoring Officer to join their team in London.

Responsibilities:

  • Lead or contribute to delivery of risk-based compliance monitoring reviews from planning to completion.
  • Contribute to ongoing maintenance of monitoring and testing programme.
  • Build partnerships with various stakeholders across the business.
  • Work collaboratively with the wider compliance team to ensure consistency in all areas.
  • Promote strong regulatory awareness within the business.
  • Monitor adherence to code of ethics.
  • Lead or assist to the regulatory reporting requirements.

Desirable experience:

  • 2 or more years experience in leading or contributing to risk-based compliance monitoring reviews within an asset manager.
  • Experience of building relationships throughout an organisation.
  • Experience of continually keeping abreast of regulatory changes.
Close
Loading...